Thermodynamic Theory of Biological Evolution and Aging. Experime
Thermodynamic Theory of Biological Evolution and Aging.
Experimental Confirmation for Theory
Academy of Creative Endeavors, Institute of Physico-Chemical Problems of Evolution,
36 Novy Arbat, Moscow 121205, Russia
Semenov Institute of Chemical Physics, Russian Academy of Sciences,
ul. Kosygina, 4, Moscow, 117977, Russia
Abstract: The work presents experimental confirmation for the author’s thermodynamic theory of the biological evolution and aging of living beings. It shows that using the law of temporal hierarchies and the second law of thermodynamics, it is easy to describe biological evolution (phylogeny) and ontogeny in terms of equilibrium hierarchical thermodynamics. This theory explains many known facts and makes it possible to formulate new practical recommendations in the sphere of medical and biological disciplines, for instance, dietology, gerontology, and geriatrics. Using the models of temporal hierarchies when studying living nature, researchers can go a long way toward understanding it.
Key words: Second law of thermodynamics, Entropy, Law of temporal hierarchies, Supramolecular thermodynamics, Biological Evolution, Origin of Life, Aging.
"In addition to entropy there may well exist other "one-way" functions which add to the overall description of the world as temporal development."
Kenneth G. Denbigh 
Understanding the specifics of the biological evolution and aging of living organisms becomes much easier if these processes are considered in terms of phenomenological equilibrium thermodynamics of hierarchical systems [2,3].
Thanks to the law of temporal hierarchies and the existence of temporal hierarchical sequences in biological systems [4–6], it is possible to identify, at given time intervals, the quasi-closed biological systems in preset hierarchies and to build both stationary and non-stationary models of these systems’ evolution.
The theory of the evolution and aging of quasi-closed biological structures rests on the laws of thermodynamics of close-to-equilibrium systems and on equilibrium (quasi-equilibrium) dynamic models, e.g., the model of equilibrium molecular chromatography of flow systems. Let me note that such flow system, while being open in principle, are easy to study using the methods of equilibrium thermodynamics .
The thermodynamic criterion of completeness of any particular evolution (evolution of the structure of biological systems at the given hierarchical level) can be constituted by the variation of the specific value of the Gibbs function (Gibbs energy) of the formation of suprastructures of the selected j-th hierarchy, , which for a quasi-closed system tends to the most negative value ().
The models of biological evolution are best examined at the molecular and supramolecular levels. The findings of macrothermodynamics (supramolecular thermodynamics) of quasi-closed systems and the published data about the variation of the chemical composition of living organisms in ontogeny confirm the thermodynamic tendency of aging processes [8,9]. According to the thermodynamic theory the specific value of the Gibbs function of the formation of supramolecular structures of the organism, , tends to a minimum. That tendency explains the variation of the supramolecular and chemical composition and the morphology of tissues during aging. The theory makes it possible to define the principles upon which proper diets and medications can be devised to slow down aging. Such diets and medications are also useful in preventative care and in the treatment of various pathologies and among them those attending old age. The use of the Le Chatelier—Brown principle, as well as the other laws of equilibrium thermodynamics to describe quasi-closed systems, offers broad opportunities for the study of the biological world [3,4,6].
2. The model of biological evolution
The author maintains that life on the Earth (and in other parts of the Universe) originated and is evolving in conformity with the law of temporal hierarchies and the second law of thermodynamics.
Under the action of solar energy, the substances that are thermodynamically stable in conditions of primary Earth or some other heavenly body (Í2Î, ÑÎ2, N2, etc.) turn (as they do now) into various products of photosynthesis. Later, as a result of spontaneous “darkness reactions” these products are transformed into various substances in organic and inorganic systems under the laws of chemical thermodynamics. The selection of these substances is “performed” by kinetics, which obeys the same laws. Under the laws of local thermodynamics, due to the fact that the Gibbs function of the formation of supramolecular (intermolecular, im) structures, , tends to minimum, the substances that form the most stable supramolecular structures are selected. These structures are accumulated in micro- and macrovolumes of biological systems. Individual macromolecules and superstructures reduplicate in consequences of possible matrix mechanisms. The first to be selected are nucleic acid whose composition and structure (because of the thermodynamic factors) slowly adapt to the nature of the surrounings, including the nature of proteins, which, in turn, is determined by the DNA (RNA) itself. This explains the feedback in the reading off of information between protein structure and DNA. Under our model, this feedback has a thermodynamic nature. Let me note that in my view, there is thermodynamic feedback among all hierarchical levels: ecosystems populations organisms cells supramolecular structures proteins and some other macromolecules DNA.
In the final analysis, the DNA structure determines the structure of a population. At the same time, the existence of feedback makes it possible to “transcribe”, for instance, the newly emergent behavioural reactions of a population (ones that are shaped in consequence of environmental changes) as new nucleotide sequences in DNA and RNA molecules. This should not be surprising if one bears in mind the existence of the law of temporal hierarchies and examines the processes of transcription of “thermodynamic information” (transmitted from one hierarchical level to another) on the given time scales. The principle of the stability of substance of all hierarchies (in particular, the principle of stability of chemical substances) [4,9] makes it possible to explain the reasons of the practically illimitable evolution of the biological world in terms of general laws of nature.
We see that the processes of direct reading off of information from DNA and its transmission to the level of population, on the one hand, and the reverse processes of adaptation of lower-lever structures to the nature of the structures located at a higher hierarchical level (i.e., the nature of the environment) have different development rates. These processes occur against the background of fluctuation of thermostatic parameters (natural environment), which, along with other factors, ensures the maintenance of life. Thermodynamic factors promote stabilization of all complex biological structures, causing the emergence of higher social, ecological, and other hierarchies of the biological world.
On the whole, one may assert that both internal factors (biosystem’s characteristics) and external factors (characteristics of the environment) determine the trend of biological evolution, whose progress is, of course, possible thanks to the inflow of solar energy and energy from other sources. All hierarchical levels of the biological world at certain time intervals obey the law of Le Chatelier—Brown (the principle of complementarity or the principle of least compulsion) because its operation extends not only to closed but, naturally enough, quasi-closed systems. The latter’s emergence in the biological world is connected, as was said above, with the operation of the law of temporal hierarchies formulated by the author.
3. Thermodynamic model of ontogeny and the aging of living organisms
The thermodynamic trend of the evolution of biosystems is the easiest to identify when studying an organism’s evolutionary development (ontogeny).
It is demonstrated that the motive force of ontogeny (as well as phylogeny) is the trend toward a minimum of the specific supramolecular component of the Gibbs function (e.g., biological tissue), [2-6,10]:
Here is the volume of the system, is the mass of the selected microvolumes; , and are coordinates; the symbol “- ” means that we consider the specific value of ([4, p. 57]); the symbol “~ ” stresses that the system is heterogeneous.
This trend is presented in the bottom part of Fig. 1.
Scales A and B are different (, is much greater than ). The time axis set by the second law of thermodynamics is scaleless. Jagged lines plotted onto the curves emphasize the fact that fluctuation of environmental parameters (temperature, pressure, diet, physical fields, time of day, season, etc.) change the levels and . Organisms adapt to these fluctuations only within the limits of the adaptive zone (range of tolerance).
The use of average integral value obliges one to refer to a new branch of physical chemistry, supramolecular thermodynamics, which studies complex supramolecular structures without any detailed analysis at molecular level. This approach does not contradict the methods of phenomenological thermodynamics and is, perhaps, currently the only effective approach to the study of the thermodynamic aspects of evolution, aging and behavior of living systems.
As ontogeny progresses, one can observe the growth of the energy capacity of the biological mass (top part of Fig. 1), that is, its specific chemical component, or (as wells as or - change of the specific enthalpy of the chemical component), which is a secondary effect. According to the second law, the thermodynamics of supramolecular interactions (or supramolecular thermodynamics) “benefits” by the accumulation in a biological system of chemical substances with a high energy capacity (the reference is to the chemical component, ), which oust water from this system. This can be explained by the fact that substances with a relatively high energy capacity have a heightened capacity for participation in the formation of supramolecular structures (the principle of the stability of a chemical substance [4,6]).
The chemical composition of the supramolecular structures of biosystems change slowly at the temporal segments commensurate with the duration of adaptive processes and ontogeny (as well as in phylogeny and at protracted stages of biological evolution generally). As biological tissue ages, supramolecular structures become more stable thermodynamically (needless to say, the reference is to the stability of the supramolecular structures themselves, not of the chemical substance forming them: the latter’s energy capacity rises, while stability decreases).
The selection of thermodynamically more stable supramolecular structures (structural stabilization of the phase) is determined by the thermodynamic factor: it is postulated that the time of retention or retention time (the term was borrowed from chromatography) of molecules (macromolecules) at the surpamolecular phase, is connected with the value of the Gibbs function of the formation of supramolecular structures:
= , (2)
where A - coefficient, R - gas constant.
The longest-retained molecules (which are the products of biosynthesis or enter the biosystem from the external environment) located in supramolecular phase promote the selection of their own kind, which also changes the composition (and chemical nature) of the phase of supramolecular structures. As was noted above, this change is a consequence of the operation of the thermodynamic factor, although in this case it manifests itself through kinetics (Equation 2). Thus at the phase of supramolecular structures there occurs an accumulation of molecules (absorption and adsorption) whose self-assembly is the most advantageous in thermodynamic terms (these molecules have a heightened affinity with the phase of supramolecular structures). In the presence of the matrix synthesis mechanism, these molecules have advantages in reduplication (multiplication). As a result, the specific Gibbs function of the formation of supramolecular structures, (or the specific value of the Helmholtz function, which practically coincides with it in the condensed phase) increases in absolute value becoming more negative as biological tissue evolves (ages).
The assessment of value can be performed with the use of the approximated Gibbs—Helmholtz equation
were is the specific enthalpy variation due to melting (, crystallisation or self-assambly), is the standard temperature (25oC) to which the calculations relate, is the melting temperature of the i-th substance (or a phase consisting of i-th substances).
The thermodynamic theory of ontogeny can help explain the phenomenon of adaptation of living organisms to the changes in the various environmental factors. Thus, a change in the temperature and chemical composition of food causes changes in the composition of the organism’s biological tissues. The necessary calculations are easy to make using the classical Gibbs—Helmholtz equation, this equation’s analogue (the author’s equation), and correlations of the following type:
were and are concentrations of i-th metabolite in the volume in the "solid" (aggregated, adsorbed) state and in the liquid phase, respectively.
Let me note that the presented scheme of ontogeny is applicable to phylogeny and to biological evolution generally.
4. Experimental confirmation for theory
Let me point out some factors that directly confirm this theory.
Let us consider the main correlations and equations used in the author’s models and present some known experimental proof of their feasibility.
There is no doubt that the specific Gibbs function of the formation of supramolecular structures, (Equation 1), characterizing the given volume of the biological mass (e.g., biological tissue) tends to a minimum in the case of quasi-closed biological systems (open systems functioning in constant conditions of the environment).
Indeed, the practice of equilibrium molecular chromatography shows that the classical correlation (2) is executed with a high degree of precision for the various flow systems (open systems when the chemical composition of the substances ingoing the system is constant), which is precisely what chromatographic cells and columns are.
Equations of the type
where is the retention time of the examined substance, is the retention time of standard substance, are a consequence of equation (2) and have a wide practical application. I shall cite one of the hundreds of known examples.
The retention time of the examined substance () and the Gibbs function (Gibbs energy) of adsorption of benzene derivatives in relation to benzene on column silica gel with hydroxylated surface KSS-4 (= 650 m2/g) at 32° C, the consumption of water eluent is 2.5 cm3/min 
||m - Cresol
||m - Xylene
Table 1 and Fig. 2 present experimental results which confirm the applicability of formula (5) and, consequently, (2) to one of the chromatographic systems. These results are in a good agriment with the results obtained in other different methods (calorimetric and isosteric methods). Let me note that in such a chromatographic column, the sorbent can be a biological material, including the biological mass of an vivid (alive) substance. Needless to say, equation (5) is just for any natural metabolite substances, provided corresponding chromatographic columns are used.
Fig. 2. Dependence of ) on the value of for different organic compounds on silica gel with hydroxylated surface.
Further, comparisons of the theoretical scheme presented in Fig. 1 with the numerous factual data show that theory and experiment fully coincide. Figs. 3 and 4 present data obtained by measuring the energy capacity ( or ) of biological tissue in the process of the organism’s aging and the trend of to the most negative value when forming supramolecular structures in ontogeny.
Results of the type presented in Fig. 3 are known to any educated person familiar with the concept of the calorific value of the biological mass (food).
The data presented in Fig. 4 (predicted by the author ) is less well-known. Presented here are the results obtained with the help of the method of differential scanning calorimetry (DSC method). By way of example, Fig. 5 presents DSC thermograms of the skin of different-aged rats . Similar results have been obtained in several laboratories in the United States, Canada, and other countries.
Noteworthy are the measurements made in J. Lepock’s laboratory (Department of Physics, Waterloo University, Canada). Fig. 6 shows "the thermograms of the aging" of Greenbottle fly larvae. Even a qualitative assessment of value performed with the use of the approximated Gibbs—Helmholtz equation (3) shows that, indeed, values and increase during ontogeny substantially, which makes value significantly more negative.
Fig. 5. DSC thermograms of the skin of rats of different ages (2 - 20 mouths). Data of F.Flandin et al.
Note that, when necessary, the values of may be estimated more precisely by using the equation
Fig. 6. DSC thermograms of Greenbottle flies (larvae). Ages: 1 - 1 day, 2 - 3 days, 3 - 5 days. Data of J.Lepock et al.
where is the change of heat capacity of the corresponding supramolecular structures during phase transition.
I’d like to note that the trend toward the increase of () and decrease of in ontogeny (as well as in phylogeny) is not likely to surprise physico-chemists, since it is qualitatively obvious that they are a consequence of the lower concentration of water in the biological mass as the latter ages.
As was noted above, the use of the generally known correlation (4) makes it easy to calculate the changes in metabolite concentration under temperature changes. Works [4,6,12] compare the results of calculations and experimental data. The performed model calculations (to be convincing, they have a relatively high degree of accuracy) directly confirm the applicability of the macrothermodynamic model to the evolution of the organisms’ fatty tissue and explains the reasons for the variation of the composition of fatty acids (fats) during the organisms’ adaptation to the temperature of the environment.
A convincing illustration is also Frenckel’s and Hoppe’s classical data on the dependence of the iodine value of phosphatides (lipids) of fly larvae upon the temperature of their habitat . When the temperature is high, the concentration of unsaturated acids drops. This agrees with the results of our calculations (when the temperature decreases by 10° C, the iodine value rises 1.21 ± 0.03 times).
The concept of the thermodynamic nature of adaptation of biosystems to the changes in the composition of the environment is confirmed by the well-known data regarding the binding of gaseous ligands with hemoglobin and other proteins.
One of the applications of our theory is connected with the problems of gerontology, nutrition, and several other medical and biological sciences. From the view point of nutrition it can be formulated in the form of the following principle by author:
Diets including “thermodynamic evolutionary young” animal and vegetable foods stimulate longevity and improve the quality of human life. The degree of “evolutionary” youth of a food product is determined by its chemical composition and supramolecular structure. The chemical composition and supramolecular structure of a product depend, in their turn, on its ontogenetic and philogenetic ages. An important quantitative measure of the “gerontological efficiency” of a food product is its Gibbs function of supramolecular structure formation, which characterizes the thermodynamic stability of its supramolecular structure.
Work  gives examples of diets that promote a healthy way of life and the organism’s rejuvenation within the limits of its adaptive occasions (facility). Let me note that significant rejuvenating effects can be achieved when using mineral waters and other liquid foods whose salt composition is close to that of physiological liquids of a young organism. For example, it is known that the correlation of sodium and potassium salts in the biological mass of an organism changes significantly with aging . There is no doubt that enrichment of the tissues with potassium salts (in adaptively acceptable quantities) helps rejuvenate the organism. In this connection, assessment of the gerontological value of mineral waters and other liquid products (PH, chemical composition) can be very useful.
Experiments in cloning (Dolly) show that the molecular environment of the genetic apparatus determines the character and the specifics of its functioning . An old cell that finds itself in embryonic environment becomes rejuvenated and actively reduplicates. It would be interesting to conduct the additional experiments to determine the influence of the nature of the nutrient medium (environment of old and young tissue) upon the cells’ capacity for division. Of special interest could be presented by studies of the impact upon chromatin of chemical substances that reduce its supramolecular thermodynamic stability. Such studies could be of importance for gene engineering and the investigation of adaptive evolution of DNA (RNA) .
The following can be said about the law of temporal hierarchies [2-6,9], which can be formulated as
where is the average time of the existence (life) of “free” metabolite molecules, supramolecular structures, organelles, and cells in biological tissue, as well as organisms, populations, and communities. This law, formulated by the author, is an outcome of observations and cannot be derived on the basis of any physical considerations. It is just nature-given.
The series (7) was transcribed on the basis of factual data. Each biological species (population) is characterized by a series of figures of its own. However, for all biological systems, the life spans of the structures belonging to different hierarchies can be divided by a strong inequality. The series of type (7) make it possible to identify quasi-closed (thermodynamically and kinetically, see ) biosystems and use the apparatus of equilibrium hierarchical thermodynamics.
The applicability of the second law of thermodynamics in the definitions of R.Klausius, J.W.Gibbs, H.Helmholtz and other classics is not likely to arouse doubts in researchers working in physics, physical chemistry and many other fields.
Thus, in the author’s view, there is every reason to believe that his thermodynamic theory of biological evolution and the aging of living organisms has a right to existence and can prove useful to researchers working in different fields of science.
More detailed information can be found in the new works [17-23] and in the Internet.
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